Joseph Cavazos is a registered investment advisor, based in Zionsville, IN, with 5 years of industry experience.
Location
1120 W Oak St, Suite 200, Zionsville, IN, 46077
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is a Registered Representative with LPL Financial, LLC since January 2022. He also provides administrative support to Brass Tax Wealth Management, an independent investment advisor firm, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Storen Financial
Previous Registrations
Brass Tax Wealth Management
LPL Financial LLCBroker
Charles Schwab & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.