Michael Daly is a registered investment advisor, based in Malvern, PA, with 4 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Vanguard Marketing Corporation
February 2026 - Present · 3 mos
Vanguard Advisers, INC.
February 2026 - Present · 3 mos
Vanguard Marketing CorporationBroker
February 2026 - Present · 3 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - May 2025 · 2 mos
Fidelity Personal and Workplace Advisors
January 2022 - March 2025 · 3 yrs 2 mos
Fidelity Brokerage Services LLCBroker
October 2021 - May 2025 · 3 yrs 7 mos
Vanguard Marketing CorporationBroker
July 2020 - September 2021 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.