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Robert Sitton

45 Years of Experience
Hunt Valley, MD
3 DisclosuresBroker

Robert Sitton is a registered investment advisor at Morgan Stanley, based in Hunt Valley, MD, with 45 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

303 International Circle, Suite 500, Hunt Valley, MD, 21030

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Denied
Customer Dispute
March 2008
Settled
Customer Dispute
October 1998
Award / Judgment
Other Business Activities

Robert owns rental real estate property in Baltimore, Maryland since 2009, spending minimal time outside business hours on property management. This activity is investment-related.

Employment History
Current Registrations
Morgan Stanley
April 2017 - Present · 9 yrs 6 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - April 2017 · 7 mos
Suntrust Investment Services, INC.
December 2014 - December 2016 · 2 yrs
Suntrust Investment Services, INC.Broker
December 2014 - April 2017 · 2 yrs 4 mos
Wells Fargo Advisors, LLC
September 2009 - December 2014 · 5 yrs 3 mos
Wells Fargo Advisors, LLCBroker
September 2009 - December 2014 · 5 yrs 3 mos
UBS Financial Services INC.
November 1991 - September 2009 · 17 yrs 10 mos
UBS Financial Services INC.Broker
August 1985 - September 2009 · 24 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
January 1981 - August 1985 · 4 yrs 7 mos
State Registrations43 states
AKALAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMONCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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