Kathleen Coleman
Kathleen Coleman is a registered investment advisor at Wells Fargo Advisors, based in Princeton, NJ, with 45 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
302 Carnegie Center Stes 102 & 104, Princeton, NJ, 08540
Get directionsHistory
Regulatory History (5)
Judgment / Lien
October 2023Judgment / Lien
October 2023Judgment / Lien
April 2022Judgment / Lien
April 2022Customer Dispute
April 2002Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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