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Paul Phillips
17 Years of Experience
Princeton, NJ
1 DisclosureBroker
Paul Phillips is a registered investment advisor at Wells Fargo Advisors, based in Princeton, NJ, with 17 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
138 Nassau St, Princeton, NJ, 08542
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2014Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2025 - Present · 1 yr 8 mos
Wells Fargo Advisors
February 2025 - Present · 1 yr 8 mos
Previous Registrations
J.P. Morgan Securities LLC
November 2018 - February 2025 · 6 yrs 3 mos
J.P. Morgan Securities LLCBroker
November 2018 - February 2025 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2014 - November 2018 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - November 2018 · 4 yrs
PNC Investments
January 2013 - November 2014 · 1 yr 10 mos
PNC InvestmentsBroker
January 2013 - November 2014 · 1 yr 10 mos
Ing Financial Partners, INC
July 2009 - January 2013 · 3 yrs 6 mos
Ing Financial Partners, INC.Broker
June 2009 - January 2013 · 3 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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