Briana D'esposito
Briana D'esposito is a registered investment advisor at Rossby Financial, LLC, based in Carlsbad, CA, with 5 years of industry experience. Briana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,910 clients with $850M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum management fee will not exceed 2.50% of assets under management. Fees are negotiable.
Fee Estimator
Location
Carlsbad, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Briana is an insurance agent selling fixed life, health, annuity, and disability income insurance since 2022. She also owns Live True Productions, an event and film company, and rental property in Sayulita, Mexico, dedicating a few hours per week to the latter. Finally, she is an investment advisor representative for advisory services offered through Rossby Financial, LLC.
Employment History
Current Registrations
Rossby Financial, LLC
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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