AF
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Anthony Fabris

5 Years of Experience
Mequon, WI
Broker

Anthony Fabris is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Mequon, WI, with 5 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

12200 Corporate Pkwy, Ste 200, Mequon, WI, 53092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony has partial ownership in two investment clubs and owns two LLCs (Retirement Mountain, LLC and Center Ice, LLC) established for business purposes. He dedicates minimal time to these activities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
November 2023 - Present · 2 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
October 2020 - December 2021 · 1 yr 2 mos
State Registrations32 states
AZCACOCTDCFLGAHIILINKYMAMDMIMNMTNCNJNMNVNYOHORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Fabris - Financial Advisor | TrueAdvisor