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Shaina Keck

3 Years of Experience
Indianapolis, IN
Broker

Shaina Keck is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Indianapolis, IN, with 3 years of industry experience. Shaina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

600 E 96th St Ste 120, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shaina works part-time as a bartender at Nigh Brewpub and is an associate/employee at Stonecrest Group, where she does review planning, personal tax keeping, and secretarial duties. Shaina also owns rental real estate property and handles property management.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2026 - Present · 8 mos
Northwestern Mutual Investment Services, LLCBroker
January 2026 - Present · 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2023 - October 2025 · 2 yrs 7 mos
Raymond James Financial Services, INC.Broker
February 2022 - October 2025 · 3 yrs 8 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.