MD
MD
Michael Dye
3 Years of Experience
Colorado Spgs, CO
1 DisclosureBroker
Michael Dye is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Colorado Spgs, CO, with 3 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
90 S Cascade Ave, Ste 1000, Colorado Spgs, CO, 80903
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
March 2025Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2026 - Present · 3 mos
Northwestern Mutual Investment Services, LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
Principal Securities, INC.Broker
August 2025 - September 2025 · 1 mo
Empower Financial Services, INC.Broker
January 2024 - April 2025 · 1 yr 3 mos
Empower Advisory Group, LLC
January 2024 - April 2025 · 1 yr 3 mos
T. Rowe Price Advisory Services, INC.
February 2023 - January 2024 · 11 mos
T. Rowe Price Investment Services, INC.Broker
April 2022 - January 2024 · 1 yr 9 mos
State Registrations2 states
COPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.