Kurt Carroll is a registered investment advisor at Copley Financial Group, INC., based in San Diego, CA, with 4 years of industry experience. Kurt is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Retirement Planning. Their firm serves 2,690 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.45% |
| $100K+ | 1.45% |
Accounts $100,000 or less are subject to a $1,450 minimum annual fee. Alternative investments are charged a flat 1% annual fee. Third-party manager programs charge separate rates ranging from 1.00% to 1.70%.
Fee Estimator
Location
5898 Copley Dr., Suite 101, San Diego, CA, 92111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Copley Alternative Investments INC.Broker
Copley Financial Group, INC.
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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