David Torp
David Torp is a registered investment advisor at LPL Financial LLC, based in El Dorado Hills, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
El Dorado Hills, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates under the DBA C&T Group, Investment Management LLC, offering fixed insurance, long-term care insurance, and health insurance to complement securities offerings.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Gna Securities, INC.Broker
Gna Securities, INC.Broker
Painewebber IncorporatedBroker
Prudential-Bache Securities INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.