Mark Dipaola is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in New Haven, CT, with 5 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
321 Whitney Avenue, New Haven, CT, 06511
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is a board member for Family Centered Services of Connecticut, dedicating minimal time. He also assists his parents with administrative tasks and financial review for their family-owned restaurant, and is a member/owner of Orange Cottage Enterprises LLC, a real estate rental property, spending minimal time on each activity.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
State Registrations38 states
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