Charles Noble
Charles Noble is a registered investment advisor at Janney Montgomery Scott LLC, based in Miami, FL, with 45 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
Miami, FL
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Regulatory History (1)
Regulatory
June 2001Other Business Activities
Charles is the sole owner of Lakehouse LLC, a commercial real estate venture, and co-trustee of the Anne Gunderson Foundation, overseeing investments and fund disbursement. He also serves as Chairman of the Board for Ecochlor Inc. and is a HOA committee member.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Stephens
StephensBroker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Legg Mason Masten INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Moseley Securities CorporationBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.