AF
AF

Alshamiere Fields

3 Years of Experience
Weehawken, NJ
1 DisclosureBroker

Alshamiere Fields is a registered investment advisor at UBS Financial Services INC., based in Weehawken, NJ, with 3 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

1000 & 1200 Harbor Blvd., Weehawken, NJ, 07086

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2014
Final Disposition
Other Business Activities

Alshamiere is an assistant football coach at East Orange Campus HS Athletics, mentoring and coaching student-athletes. This activity takes a few hours per week and does not occur during trading hours.

Employment History
Current Registrations
UBS Financial Services INC.
August 2024 - Present · 1 yr 9 mos
UBS Financial Services INC.Broker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Edward Jones
February 2022 - March 2023 · 1 yr 1 mo
Edward JonesBroker
December 2021 - March 2023 · 1 yr 3 mos
Pruco Securities, LLC.Broker
October 2021 - December 2021 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2021 - August 2021 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alshamiere Fields - Financial Advisor | TrueAdvisor