Theophilous Woods
Theophilous Woods is a registered investment advisor at International Assets Investment Management, LLC, based in Akron, OH, with 43 years of industry experience. Theophilous operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
388 South Main Street, Suite 400, Akron, OH, 44311
Get directionsHistory
Regulatory History (7)
Judgment / Lien
December 2018Judgment / Lien
April 2018Judgment / Lien
August 2013Judgment / Lien
August 2012Judgment / Lien
June 2012Judgment / Lien
January 2011Judgment / Lien
August 2010Other Business Activities
Theophilous is the owner of Woods Associates, a private label entity for financial business, and an advisor with International Assets Investment Management, LLC. He also serves as Board Chair for Village of the New Seasons, LLC and is a volunteer musician for a church.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
International Assets Advisory, LLC
Previous Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Mutual Service CorporationBroker
Cigna Securities, INC.Broker
Cg Equity Sales CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.