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Theophilous Woods

International Assets Investment Management, LLC
43 Years of Experience
Akron, OH
3 DisclosuresBroker
View SEC Summary
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Theophilous Woods is a registered investment advisor at International Assets Investment Management, LLC, based in Akron, OH, with 43 years of industry experience. Theophilous is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

388 South Main Street, Suite 400, Akron, OH, 44311

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2018
Judgment / Lien
June 2012
Judgment / Lien
August 2010
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Theophilous is the owner of Woods Associates, a private label entity for financial business, and an advisor with International Assets Investment Management, LLC. He also serves as Board Chair for Village of the New Seasons, LLC and is a volunteer musician for a church.

Employment History
Current Registrations
International Assets Investment Management, LLC
March 2020 - Present · 6 yrs 7 mos
International Assets Advisory, LLCBroker
March 2020 - Present · 6 yrs 7 mos
International Assets Advisory, LLC
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Prospera Financial Services, INC.
September 2012 - March 2020 · 7 yrs 6 mos
Prospera Financial Services, INC.Broker
September 2012 - March 2020 · 7 yrs 6 mos
LPL Financial LLC
November 2009 - September 2012 · 2 yrs 10 mos
LPL Financial LLCBroker
September 2009 - September 2012 · 3 yrs
Mutual Service CorporationBroker
May 1984 - September 2009 · 25 yrs 4 mos
Cigna Securities, INC.Broker
December 1983 - May 1984 · 5 mos
Cg Equity Sales CompanyBroker
March 1981 - December 1981 · 9 mos
State Registrations8 states
AZCAGAILNYOHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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