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CFP · ChFC
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CFP · ChFC

Frank Clegg

Commonwealth Financial Network
45 Years of Experience
Dublin, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Frank Clegg is a CFP, ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Dublin, OH, with 45 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2913 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5500 Frantz Road, Suite 151, Dublin, OH, 43017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2022
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Frank sells fixed insurance under the name 'Columbus Financial Concepts', dedicating about 10-20% of his time to this. He also owns a rental property in Conway, SC, and subleases office space, both requiring minimal time.

Employment History
Current Registrations
Commonwealth Financial Network
January 2001 - Present · 25 yrs 9 mos
Commonwealth Financial NetworkBroker
May 1986 - Present · 40 yrs 5 mos
Previous Registrations
Columbus Financial Concepts
February 2007 - March 2011 · 4 yrs 1 mo
First Alliance Financial Services, INC.Broker
November 1985 - May 1986 · 6 mos
John Hancock Mutual Life Insurance CompanyBroker
March 1981 - December 1985 · 4 yrs 9 mos
John Hancock Distributors, INC.Broker
March 1981 - December 1985 · 4 yrs 9 mos
State Registrations23 states
ALAZCACOCTFLGAILINKYLAMDMIMOMTNCOHORPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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