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Jose Garcia

J.P. Morgan Securities LLC
1 Year of Experience
Lexington, SC
1 DisclosureBroker
View SEC Summary
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Jose Garcia is a registered investment advisor at J.P. Morgan Securities LLC, based in Lexington, SC, with 1 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5234 Sunset Blvd, Lexington, SC, 29072

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2024
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
January 2026 - Present · 9 mos
J.P. Morgan Securities LLCBroker
January 2026 - Present · 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
May 2025 - September 2025 · 4 mos
Ameriprise Financial Services, LLCBroker
May 2025 - September 2025 · 4 mos
Thrivent Investment Management INC.
February 2025 - March 2025 · 1 mo
Thrivent Investment Management INC.Broker
November 2024 - March 2025 · 4 mos
Oneamerica Securities, INC.Broker
May 2024 - October 2024 · 5 mos
State Registrations3 states
NCSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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