Frederick Pieracci
Frederick Pieracci is a registered investment advisor at J K R & Company, INC., based in Laguna Niguel, CA, with 45 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 95 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Each advisor sets their own fee schedule, but the annual investment management fee will not exceed 1.5%. Fees are negotiable.
Fee Estimator
Location
Laguna Niguel, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederick owns Cape Star Company Insurance Services, where he sells and services life insurance products, dedicating about a quarter of his time. He is also an independent contractor for NFP providing investment advisory services, and an IAR for JKR & Co., Inc., spending about 10-20% of his time on each.
Employment History
Current Registrations
J K R & Company, INC.Broker
J K R & Company, INC.
J K R & Company, INC.
Previous Registrations
NFP Retirement INC.
Kestra Investment Services, LLCBroker
NFP Retirement INC.
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
Financial Telesis INCBroker
Financial Telesis, INC.
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
Sentra Securities CORP
Sentra Securities CorporationBroker
Mutual Service CorporationBroker
J K R & Company, INC.Broker
All Services Financial CenterBroker
Letterman Transaction Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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