Tony Phouanenavong
Tony Phouanenavong is a registered investment advisor at LPL Enterprise, LLC, based in Walnut Creek, CA, with 5 years of industry experience. Tony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
Walnut Creek, CA
Get directionsHistory
Regulatory History (4)
Financial
November 2025Financial
November 2025Financial
August 2025Criminal
September 1994Other Business ActivitiesSells Insurance
Tony sells disability insurance to doctors at UCSF, starting in March 2022. This takes about 10-20% of his time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Dana Seto-Chun, CFPLPL Enterprise, LLC
- Tristan Ludwig, CFPStrategic Advisers LLC
- Paul Brownson, CFAMariner
- Dallin Sorensen, CFPMercer Global Advisors INC.
- Robert Moranville, CFPLPL Financial LLC
- David Espineira, CFPBurton Enright Welch