RM
RM
Raffaele Mazzone
4 Years of Experience
Towson, MD
1 Disclosure
Raffaele Mazzone is a registered investment advisor at Legacy Financial Advisors, based in Towson, MD, with 4 years of industry experience. Raffaele operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.5M | 0.95% |
| $2.5M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.40% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
100 West Road, Suite 300, Towson, MD, 21204
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2024Final
Employment History
Current Registrations
Legacy Financial Advisors
June 2025 - Present · 11 mos
Previous Registrations
Founders Financial Securities, LLC
September 2023 - May 2025 · 1 yr 8 mos
Founders Financial Securities LLCBroker
May 2023 - May 2025 · 2 yrs
Triad Advisors LLCBroker
January 2022 - April 2023 · 1 yr 3 mos
Robinhood Financial, LLCBroker
July 2021 - November 2021 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2021 - June 2021 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2021 - June 2021 · 5 mos
State Registrations1 state
MD
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.