MP
MP

Marcus Pimentel

3 Years of Experience
Scottsdale, AZ

Marcus Pimentel is a registered investment advisor at SL Capital, based in Scottsdale, AZ, with 3 years of industry experience. Marcus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 168 clients with $210M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
168 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$206.3M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fee payment arrangements can be negotiated on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

20707 N Pima Rd, Ste 205, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Marcus is involved in several outside business activities, including Pimentel Academic Services (academic and tutoring services) and Prometheus Innovations LLC (designer and administrator). He also works as a CCO/IAR for SL Capital (about half his time) and as an IAR for Foundations Investment Advisors (about 10-20% of his time).

Employment History
Current Registrations
SL Capital
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Foundations Investment Advisors LLC
October 2022 - March 2024 · 1 yr 5 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.