Edward Hollett
Edward Hollett is a registered investment advisor at Independent Financial Group, LLC, based in Pismo Beach, CA, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
500 Cypress Street, Suite S-15, Pismo Beach, CA, 93449
Get directionsHistory
Regulatory History (1)
Judgment / Lien
August 1994Other Business ActivitiesSells Insurance
Edward is the 100% owner and investment advisor representative (IAR) of Sierra Shore Financial, a registered investment advisor, dedicating about a quarter of his time. He also engages in insurance sales and service for life and health insurance through Hollett Insurance Services, spending a few hours per week.
Employment History
Current Registrations
Independent Financial Group, LLC
Sierra Shore Financial
Independent Financial Group, LLCBroker
Previous Registrations
Sentra Securities CORP
Sentra Securities CorporationBroker
Ameritas Investment CORP.Broker
Financial West GroupBroker
Nylife Securities INC.Broker
Piper, Jaffray & Hopwood IncorporatedBroker
Shearson Lehman Brothers INC.Broker
Dain, Bosworth IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.