JF
JF
John Freund
44 Years of Experience
Ft. Lauderdale, FL
4 DisclosuresBrokerSells Insurance
John Freund is a registered investment advisor, based in Ft. Lauderdale, FL, with 44 years of industry experience.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
Get directionsHistory
Regulatory History (4)
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Employment Separation After Allegations
June 2016Customer Dispute
November 2008Denied
Customer Dispute
January 2005Denied
Customer Dispute
January 2002Denied
Other Business ActivitiesSells Insurance
John is an investment advisor representative (RIA) doing business as Naples Financial Solutions, dedicating all of his time to this activity. He is also an insurance agent able to sell fixed insurance, spending minimal time on this, and owns real estate holdings as Pickled Bluefin, spending minimal time on this as well.
Employment History
Current Registrations
Kovack Securities INC.Broker
January 2017 - Present · 9 yrs 4 mos
Kovack Advisors, INC.
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Moors & Cabot, INC
December 2009 - July 2016 · 6 yrs 7 mos
Moors & Cabot, INC.Broker
December 2009 - July 2016 · 6 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
November 2006 - April 2007 · 5 mos
Morgan Stanley
November 2006 - April 2007 · 5 mos
Citigroup Global Markets INC.
July 1998 - November 2006 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
June 1998 - November 2006 · 8 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
January 1990 - June 1998 · 8 yrs 5 mos
Shearson Lehman Hutton INC.Broker
April 1983 - January 1990 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1981 - April 1983 · 2 yrs 1 mo
State Registrations6 states
CACTFLNHPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.