BH
CFP
BH
CFP

Benjamin Hammes

5 Years of Experience
Overland Park, KS
2 DisclosuresBroker

Benjamin Hammes is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Overland Park, KS, with 5 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

40 Corporate Woods Building, 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS, 66210

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History

Regulatory History (2)
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Criminal
November 2010
Final Disposition
Criminal
July 2007
Final Disposition
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
May 2021 - Present · 5 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
March 2021 - Present · 5 yrs 2 mos
State Registrations32 states
ALARAZCACOFLGAIAILINKSLAMDMIMNMOMSNCNHNJNMNVNYOKORPATNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.