Herbert Buchbinder
Herbert Buchbinder is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Overland Park, KS, with 47 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Overland Park, KS
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2016Customer Dispute
October 2003Customer Dispute
August 1998Customer Dispute
December 1995Other Business Activities
Herbert is a managing partner at BFI LLC, a family limited partnership for estate planning purposes, where he makes investment decisions and withdraws funds for family members. This activity, which is investment-related, takes a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLCBroker
George K. Baum & CompanyBroker
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.