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Herbert Buchbinder

Stifel, Nicolaus & Company, Incorporated
48 Years of Experience
Overland Park, KS
4 DisclosuresBroker
View SEC Summary
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Herbert Buchbinder is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Overland Park, KS, with 48 years of industry experience. Herbert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Overland Park, KS

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Settled
Customer Dispute
October 2003
Denied
Customer Dispute
August 1998
Settled
Customer Dispute
December 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Herbert is a managing partner at BFI LLC, a family limited partnership for estate planning purposes, where he makes investment decisions and withdraws funds for family members. This activity, which is investment-related, takes a few hours per week.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2018 - Present · 8 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
May 2016 - Present · 10 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
December 2000 - May 2016 · 15 yrs 5 mos
George K. Baum & CompanyBroker
June 1997 - December 2000 · 3 yrs 6 mos
Painewebber IncorporatedBroker
January 1995 - July 1997 · 2 yrs 6 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1978 - January 1995 · 16 yrs 8 mos
State Registrations33 states
ARAZCACOCTDEFLGAIAILINKSLAMAMDMIMNMONCNJNMNVNYOHOKORPATXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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