HC
HC

Henry Cormier

45 Years of Experience
Farmington, CT
5 DisclosuresBroker

Henry Cormier is a registered investment advisor at Ameriprise Financial Services, LLC, based in Farmington, CT, with 45 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

850 Farmington Ave, Farmington, CT, 06032

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2021
Settled
Customer Dispute
August 2016
Denied
Customer Dispute
August 2011
Denied
Customer Dispute
June 2009
Denied
Customer Dispute
May 2007
Denied
Other Business Activities

Henry has a real estate license and owns a business. He also has ownership in West End Tap & Kitchen and East End Gastro Pub restaurants, dedicating minimal time to these ventures.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 1989 - Present · 37 yrs 4 mos
Ameriprise Financial Services, LLC
April 1981 - Present · 45 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 1981 - Present · 45 yrs 6 mos
Previous Registrations
Ids Life Insurance CompanyBroker
April 1981 - July 2006 · 25 yrs 3 mos
Ids Financial Services INC.Broker
April 1981 - December 1986 · 5 yrs 8 mos
State Registrations32 states
AKALAZCACOCTDEFLGAHIIAIDILMAMDMEMNNCNHNJNYORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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