Richard Miller is a CFP, ChFC-designated registered investment advisor, based in Irmo, SC, with 5 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7554 Woodrow St, Suite 109, Irmo, SC, 29063
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a property manager and landlord for rental properties, and a board member for Seeds of Wisdom and Columbia Opportunity Resource. He also owns Bace Financial, providing financial and insurance services full-time, and is a board member for the National Association of Insurance and Financial Advisors.
Employment History
Current Registrations
Regal Investment Advisors LLC
Regulus Financial Group, LLCBroker
Previous Registrations
Mwa Financial Services INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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