Nicholas Mowry is a registered investment advisor at Fiat Lux Capital Management, based in Waterford, WI, with 5 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 227 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.50% |
| $300K - $500K | 1.20% |
| $500K - $750K | 1.00% |
| $750K - $1.0M | 0.75% |
| $1.0M - $1.5M | 0.65% |
| $1.5M+ | 0.50% |
Fees are negotiable based upon the scope of service.
Fee Estimator
Location
228B Milwaukee St, Waterford, WI, 53185
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas is a musician and music teacher, providing private lessons from his home in Kenosha, WI. He dedicates minimal time to this activity.
Employment History
Current Registrations
Fiat Lux Capital Management
Previous Registrations
Mwa Financial Services, INC.
Mwa Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.