DM
DM
David Morosky
44 Years of Experience
New Albany, OH
2 DisclosuresBroker
David Morosky is a registered investment advisor at Wells Fargo Advisors, based in New Albany, OH, with 44 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6525 W Campus Oval Ste 260, [Satellite], New Albany, OH, 43054
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
July 2018Regulatory
July 1986Final
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2018 - Present · 8 yrs 3 mos
Wells Fargo Advisors
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - January 2018 · 9 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - January 2018 · 9 yrs 3 mos
UBS Financial Services INC.
August 1999 - October 2008 · 9 yrs 2 mos
UBS Financial Services INC.Broker
June 1989 - October 2008 · 19 yrs 4 mos
Drexel Burnham Lambert IncorporatedBroker
June 1988 - June 1989 · 1 yr
Shearson Lehman Hutton INC.Broker
February 1988 - June 1988 · 4 mos
E. F. Hutton & Company INCBroker
April 1985 - February 1988 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1981 - May 1985 · 4 yrs 1 mo
State Registrations3 states
FLGAOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.