James Schutz
James Schutz is a registered investment advisor at Cetera Investment Advisers LLC, based in Madison, WI, with 44 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
406 Science Dr Ste 408, Madison, WI, 53711
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent at Statehouse Investments LLC since 1981, selling life, disability, annuities, and long-term care insurance, dedicating minimal time. He is also the owner, financial advisor, and branch manager of Statehouse Investments, LLC, spending about a quarter of his time on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
UBS Financial Services INC.Broker
Piper Jaffray INC.Broker
Robert W. Baird & CO. IncorporatedBroker
E. F. Hutton & Company INCBroker
The Milwaukee CompanyBroker
State Registrations12 states
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