James Schutz is a registered investment advisor, based in Madison, WI, with 45 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
406 Science Dr., Ste. 408, Madison, WI, 53711
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Regulatory History (1)
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Judgment / Lien
December 2024Other Business ActivitiesSells Insurance
James is an insurance agent at Statehouse Investments LLC since 1981, selling life, disability, annuities, and long-term care insurance, dedicating minimal time. He is also the owner, financial advisor, and branch manager of Statehouse Investments, LLC, spending about a quarter of his time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2026 - Present · 6 mos
Cambridge Investment Research, INC.Broker
April 2026 - Present · 6 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - April 2026 · 2 yrs 10 mos
Cetera Wealth Services, LLCBroker
March 2021 - April 2026 · 5 yrs 1 mo
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2006 - April 2021 · 14 yrs 11 mos
Wells Fargo Advisors Financial Network, LLC
May 2006 - April 2021 · 14 yrs 11 mos
UBS Financial Services INC.Broker
July 1999 - June 2006 · 6 yrs 11 mos
Piper Jaffray INC.Broker
September 1989 - July 1999 · 9 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
August 1985 - December 1989 · 4 yrs 4 mos
E. F. Hutton & Company INCBroker
April 1983 - September 1985 · 2 yrs 5 mos
The Milwaukee CompanyBroker
April 1981 - May 1983 · 2 yrs 1 mo
State Registrations11 states
ALAZCAFLILMDMNNYSDWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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