Douglas Sharon
Douglas Sharon is a registered investment advisor at RBC Capital Markets, LLC, based in Miami, FL, with 44 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
801 Brickell Avenue, Suite 2100, Miami, FL, 33131
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 1997Customer Dispute
December 1987Regulatory
September 1983Customer Dispute
January 1981Other Business Activities
Douglas is the owner of 101 Fermwood LLC, an estate planning brokerage account, and Nanceco LLC. He spends minimal time on each entity, providing investment advice for the former and general management for the latter.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
L. F. Rothschild & CO. IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
First New England Securities CorporationBroker
Gilford Securities IncorporatedBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.