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Dean Bahniuk

32 Years of Experience
Vienna, VA
3 DisclosuresBroker

Dean Bahniuk is a registered investment advisor at RBC Capital Markets, LLC, based in Vienna, VA, with 32 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

8010 Towers Crescent Drive, 4th Floor, Vienna, VA, 22182

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2015
Customer Dispute
October 2001
Denied
Customer Dispute
October 1999
Denied
Other Business Activities

Dean is the sole owner and operator of Black Marlin Publishing LLC, which holds the publishing rights to his book, 'The Art of Wealth.' He dedicates minimal time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
February 2024 - Present · 2 yrs 3 mos
RBC Capital Markets, LLC
February 2024 - Present · 2 yrs 3 mos
RBC Capital Markets, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Oppenheimer & CO. INC.
February 2015 - February 2024 · 9 yrs
Oppenheimer & CO. INC.Broker
February 2015 - February 2024 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - March 2015 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2007 - March 2015 · 7 yrs 10 mos
Fahnestock Asset Management
January 2003 - May 2007 · 4 yrs 4 mos
Oppenheimer & CO. INC.Broker
January 2003 - May 2007 · 4 yrs 4 mos
Cibc World Markets CORP.
January 2001 - January 2003 · 2 yrs
Cibc World Markets CORP.Broker
August 2000 - January 2003 · 2 yrs 5 mos
Painewebber IncorporatedBroker
September 1996 - August 2000 · 3 yrs 11 mos
Wheat, First Securities, INC.Broker
April 1994 - October 1996 · 2 yrs 6 mos
Capital Resources, INC.Broker
February 1994 - April 1994 · 2 mos
Washington Investment CorporationBroker
November 1993 - February 1994 · 3 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.