James Tolbert is a registered investment advisor, based in The Woodlands, TX, with 44 years of industry experience.
Location
1780 Hughes Landing Blvd, Suite 475, The Woodlands, TX, 77380
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Regulatory History (3)
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Financial
October 2016Final
Customer Dispute
May 1996Settled
Customer Dispute
October 1993Final
Other Business Activities
James operates JBT Wealth Management as a DBA for financial securities business through B. Riley Wealth Management since November 2023. He dedicates a full-time commitment to this investment-related activity during securities trading hours.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
National Securities CorporationBroker
August 2015 - July 2022 · 6 yrs 11 mos
Wunderlich Securities, INC.
January 2014 - August 2015 · 1 yr 7 mos
Wunderlich Securities, INC.Broker
January 2014 - August 2015 · 1 yr 7 mos
Sterne Agee Asset Management, INC.
April 2013 - January 2014 · 9 mos
Sterne, Agee & Leach, INC.Broker
April 2013 - January 2014 · 9 mos
National Asset Management, INC.
March 2010 - April 2013 · 3 yrs 1 mo
National Securities CorporationBroker
February 2010 - April 2013 · 3 yrs 2 mos
RBC Capital Markets CorporationBroker
December 2004 - February 2010 · 5 yrs 2 mos
RBC Capital Markets Corporation
December 2004 - February 2010 · 5 yrs 2 mos
UBS Financial Services INC.
May 1994 - December 2004 · 10 yrs 7 mos
UBS Financial Services INC.Broker
May 1994 - December 2004 · 10 yrs 7 mos
Prudential Securities IncorporatedBroker
October 1981 - May 1994 · 12 yrs 7 mos
Dean Witter Reynolds INC.Broker
April 1981 - November 1981 · 7 mos
State Registrations20 states
ALAZCACOFLHIILINMIMONCNMNVNYOKORTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.