Rick Tasker is a registered investment advisor at Robertson Stephens, based in Santa Rosa, CA, with 20 years of industry experience. Rick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,060 clients with $7.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Robertson Stephens charges a percentage of your portfolio to manage your investments. The exact percentage is negotiable and depends on the size and complexity of your account, but typically ranges from 0.10% to 2% per year. The fee is calculated based on the value of your investments at the end of each calendar quarter and is typically deducted directly from your account.
Location
2455 Bennett Valley Road, Suite B115, Santa Rosa, CA, 95404
Get directionsHistory
Regulatory History (4)
Regulatory
December 2008Customer Dispute
November 2004Customer Dispute
July 2004Regulatory
February 1984Employment History
Current Registrations
Robertson Stephens
Previous Registrations
Epoch Consulting Group
Sunamerica Securities, INC.Broker
Investment Management & Research, INCBroker
Kemper Securities Group, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Great Western Financial Securities CorporationBroker
Sutro & CO. IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.