Marialisa Caruso
Marialisa Caruso is a registered investment advisor at Caruso Family Financial Advisors (cffa) LLC, based in San Jose, CA, with 5 years of industry experience. Marialisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 50 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable. Qualified clients pay an annual fee of 2.00% of assets under management along with a 20.00% performance fee based on capital appreciation above an 8% annual hurdle rate.
Fee Estimator
Location
4990 Speak Lane, Suite 280, San Jose, CA, 95118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Marialisa works as a model and actress for Halvorson Model Management and as a front desk and bridal consultant at Trudys Brides And Special Occasions. The bridal consultant role takes about half of Marialisa's time.
Employment History
Current Registrations
Caruso Family Financial Advisors (cffa) LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.