Fraser Schaufele is a registered investment advisor, based in Arden, NC, with 44 years of industry experience.
Location
Arden, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services, INC.
June 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services, INC.Broker
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.Broker
September 2008 - June 2024 · 15 yrs 9 mos
Raymond James & Associates, INC.
September 2008 - June 2024 · 15 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - October 2008 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - October 2008 · 2 yrs 7 mos
Advest, INC.Broker
October 1988 - March 2006 · 17 yrs 5 mos
Shearson Lehman Hutton INC.Broker
March 1988 - October 1988 · 7 mos
E. F. Hutton & Company INCBroker
May 1984 - March 1988 · 3 yrs 10 mos
Painewebber IncorporatedBroker
April 1981 - May 1984 · 3 yrs 1 mo
State Registrations10 states
CACOFLGAILINKYNCOHTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.