Lynn Faust is a registered investment advisor, based in Austin, TX, with 44 years of industry experience.
Location
5707 Southwest Parkway, Bldg. 2 Ste 400, Austin, TX, 78735
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Regulatory History (6)
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Regulatory
February 2022Final
Customer Dispute
January 2019Settled
Customer Dispute
November 2018Settled
Employment Separation After Allegations
October 2018Customer Dispute
March 1989Award / Judgment
Customer Dispute
April 1988Award / Judgment
Other Business ActivitiesSells Insurance
Lynn owns Faust Wealth Management as an advisor, dedicating full-time hours to it. Lynn also serves as a board member for Greenville Tech Foundation Investment Board, dedicating minimal time.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
November 2024 - Present · 1 yr 6 mos
Kestra Private Wealth Services, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
November 2018 - November 2024 · 6 yrs
Stifel, Nicolaus & Company, Incorporated
November 2018 - November 2024 · 6 yrs
Raymond James & Associates, INC.
September 1990 - November 2018 · 28 yrs 2 mos
Raymond James & Associates, INC.Broker
March 1988 - November 2018 · 30 yrs 8 mos
Painewebber IncorporatedBroker
September 1982 - April 1988 · 5 yrs 7 mos
Waddell & Reed, INC.Broker
April 1981 - October 1982 · 1 yr 6 mos
State Registrations14 states
CACODCGALAMDMINCNYOHPASCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.