Richard Pettway is a CFA-designated registered investment advisor at Journey Advisory Group, LLC, based in Covington, KY, with 5 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 888 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fees generally range from 0.50% to 1.00% depending on portfolio size and complexity, and are negotiable. Grandfathered clients from Herr Investment Group may pay up to 1.25% monthly in arrears.
Fee Estimator
Location
15 W 5th Street, Covington, KY, 41011
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a board member of Blue Swan Investors, LLC and IU Reese Investment Fund, and is the Investment Committee Chair for 4C for Children. He also serves as President of the CFA Society of Cincinnati, is on the Finance Committee for St Ursula High School, and is a Committee Chair for the Rotary Club of Cincinnati, dedicating minimal time to each activity.
Employment History
Current Registrations
Journey Advisory Group, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Tyler Lang, CFAJourney Advisory Group, LLC
- Paula Abbott, CFPJourney Advisory Group, LLC
- James Owens, CFPJourney Advisory Group, LLC
- Adam Lisowsky, CFPJourney Advisory Group, LLC
- Meghan Mullikin, CFPJourney Advisory Group, LLC
- Kevin Galbraith, CFPStrategic Advisers LLC