James Owens
James Owens is a CFP-designated registered investment advisor at Journey Advisory Group, LLC, based in Covington, KY, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 888 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fees generally range from 0.50% to 1.00% depending on portfolio size and complexity, and are negotiable. Grandfathered clients from Herr Investment Group may pay up to 1.25% monthly in arrears.
Fee Estimator
Location
15 W 5th Street, Covington, KY, 41011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several outside business activities. He works with Lang Advisors (DBA- Integrity Capital) as an RIA, is a member of Caza Prosperities LLC (a real estate holding company), and serves as Treasurer for Covington Partners (a non-profit). James also works as an agent for fixed insurance and fixed annuity sales for PKS Financial, dedicating about a quarter of his time.
Employment History
Current Registrations
Journey Advisory Group, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Channel Islands Group
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
First Kentucky Securities CorporationBroker
Fifth Third Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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