JD
JD

John Dimatteo

5 Years of Experience
Garden City, NY
3 DisclosuresBrokerSells Insurance

John Dimatteo is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Garden City, NY, with 5 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1305 Franklin Ave, Ste 270, Garden City, NY, 11530

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2021
Financial
October 2020
Final
Financial
September 2020
Final
Other Business ActivitiesSells Insurance

John may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns JDM Entertainment, LLC, a non-financial services business, dedicating minimal time to it.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2021 - Present · 5 yrs 4 mos
State Registrations10 states
CACTDCFLMANJNVNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.