Gerald Wells
Gerald Wells is a registered investment advisor at Alexander Investment Services CO., based in Louisville, KY, with 44 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,250 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.78% |
| $500K - $1.0M | 0.58% |
| $1.0M - $5.0M | 0.38% |
| $5.0M - $7.5M | 0.33% |
| $7.5M - $15.0M | 0.28% |
| $15M+ | 0.23% |
Sample fee schedule shown for illustration; actual rates are negotiated with each representative but cannot exceed 0.80% at any level. Scaled-fee accounts are also available with individually negotiated rates.
Fee Estimator
Location
909 Lily Creek Road #101, Louisville, KY, 40243
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerald is involved in several business activities, including owning a Papa John's franchise, serving as a director for a holding company that offers health insurance, and holding ownership interests in a golf club. He also dedicates about 60 hours per month to various real estate development and property rental ventures.
Employment History
Current Registrations
Alexander Investment Services CO.
Alexander Investment Services CO.Broker
Previous Registrations
Thomson Mckinnon Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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