Alexander Stewart Dobbs

Citizens Securities, INC.

4 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Citizens Securities, INC.

Compensation

Fee-Only (AUM)

Firm Size

704 advisors

Number of Clients

53,044 clients

Average Client Portfolio

$173K average

Assets Under Management

$9.2B

Fee Structure

Minimum Investment:$2K

Financial Planning:Investment management only

Location

21550 Center Ridge Road, Ms: Ohb671, Rocky River, OH, 44116

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2022

Denied

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Employment History

Current Registrations

Citizens Securities, INC.

November 2022 - Present · 3 yrs 3 mos

Citizens Securities, INC.Broker

November 2022 - Present · 3 yrs 3 mos

Previous Registrations

Prudential Financial Planning Services

September 2022 - September 2022 · 0 mos

Pruco Securities, LLC.Broker

September 2022 - September 2022 · 0 mos

Thrivent Investment Management INC.

January 2021 - September 2022 · 1 yr 8 mos

Thrivent Investment Management INC.Broker

December 2020 - September 2022 · 1 yr 9 mos

State Registrations4 states

FLMAMINH

AdvisorBrokerBoth

Exams

No exam information available for this advisor.