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Brandon Nam

5 Years of Experience
Broker

Brandon Nam is a registered investment advisor, based in New York, NY, with 5 years of industry experience.

Location

200 Park Avenue, New York, NY, 10166

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon is a Senior Associate at Golub Capital, dedicating full-time hours to this role. This activity is not investment-related.

Employment History
Current Registrations
Arete Wealth Management, LLC
May 2024 - Present · 1 yr 11 mos
Arete Wealth Advisors, LLC
May 2024 - Present · 1 yr 11 mos
Arete Wealth Management, LLCBroker
May 2024 - Present · 1 yr 11 mos
Previous Registrations
Blackrock Investment Management, LLC
December 2020 - April 2024 · 3 yrs 4 mos
Blackrock Investments, LLCBroker
November 2020 - April 2024 · 3 yrs 5 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.