Brendan Leavey
Brendan Leavey is a registered investment advisor at Osaic Wealth, INC., based in Wells, VT, with 43 years of industry experience. Brendan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Wells, VT
Get directionsHistory
Regulatory History (4)
Regulatory
July 2025Customer Dispute
December 2000Customer Dispute
January 1999Customer Dispute
January 1999Other Business ActivitiesSells Insurance
Brendan receives insurance production from fixed insurance and dues straight life, spending about 10% of his time on it. He also works with MRW Financial Brokerage selling life and fixed annuity insurance, dedicating minimal time outside of business hours.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Dillon, Read & CO. INC.Broker
Goldman, Sachs & CO.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.