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Daniel Sparks

5 Years of Experience
Colorado Springs, CO

Daniel Sparks is a registered investment advisor at Sparks Capital Management, based in Colorado Springs, CO, with 5 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12 clients with $3.9M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
12 clients
Average Client Portfolio
$325K average
Assets Under Management
$3.9M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are negotiated for select employees and family (depending on circumstances).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Colorado Springs, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is the sole owner and CEO of Sparks Strategies LLC since 2012, where he writes and publishes articles for financial websites. He dedicates about half of his time to this business, with most of those hours during trading hours.

Employment History
Current Registrations
Sparks Capital Management
January 2021 - Present · 5 yrs 4 mos
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.