SA
SA
Simon Alexander is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Two Jericho Plaza, Jericho, NY, 11753
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Regulatory History (2)
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Regulatory
January 2012Final
Regulatory
February 1994Final
Employment History
Current Registrations
Morgan Stanley
September 2024 - Present · 1 yr 8 mos
Morgan StanleyBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - September 2024 · 17 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - September 2024 · 17 yrs 4 mos
Citigroup Global Markets INC.Broker
May 2000 - June 2007 · 7 yrs 1 mo
Prudential Securities IncorporatedBroker
May 1999 - May 2000 · 1 yr
Prudential Securities IncorporatedBroker
May 1981 - November 1998 · 17 yrs 6 mos
State Registrations49 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.