David Caudill
David Caudill is a registered investment advisor at Wells Fargo Advisors, based in Overland Park, KS, with 45 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
7400 W 130th St Stes 200 & 400, Overland Park, KS, 66213
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2002Other Business Activities
David is the president of the Deer Creek Park HOA since 2017. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
B.C. Christopher Securities CO.Broker
E. F. Hutton & Company INCBroker
Painewebber IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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