SG
SG

Sean Gray

4 Years of Experience
Colorado Springs, CO
Broker

Sean Gray is a registered investment advisor at Empower Advisory Group, LLC, based in Colorado Springs, CO, with 4 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Colorado Springs, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean volunteers for rock climbing in Colorado, dedicating minimal time. He is also a firearms instructor with Kenaz Tactical, spending a few hours per week, and this activity is not investment related.

Employment History
Current Registrations
Empower Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Empower Advisory Group, LLC
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Spc
January 2021 - September 2023 · 2 yrs 8 mos
Parkland Securities, LLCBroker
December 2020 - September 2023 · 2 yrs 9 mos
State Registrations2 states
COKS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.