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Ethan Sartain

5 Years of Experience
Broker

Ethan Sartain is a registered investment advisor at Alight Financial Advisors, LLC, based in Longs, SC, with 5 years of industry experience. Ethan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 195,957 clients with $35B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
65 advisors
Number of Clients
195,957 clients
Average Client Portfolio
$179K average
Assets Under Management
$35.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Alight Financial Advisors, LLC
February 2023 - Present · 3 yrs 2 mos
Alight Financial Solutions, LLCBroker
April 2022 - Present · 4 yrs
Alight Financial Solutions, LLC
April 2022 - Present · 4 yrs
Previous Registrations
J.P. Morgan Securities LLCBroker
December 2020 - February 2022 · 1 yr 2 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.