Norman Robbins
Norman Robbins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 44 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045
Get directionsHistory
Regulatory History (7)
Customer Dispute
October 2020Customer Dispute
September 2020Customer Dispute
July 2001Customer Dispute
January 2001Customer Dispute
September 1990Regulatory
March 1990Customer Dispute
December 1989Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wachovia Securities Financial Network, INC.Broker
Jwgenesis Securities, INC.Broker
Jw Charles Securities, INC.Broker
J. T. Moran & CO., INC.Broker
Rlr Securities Group, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.